Compliance

Opportunities, Risks, and Regulatory Challenges for AI in UK Finance Markets

Opportunities, Risks, and Regulatory Challenges for AI in UK Finance Markets

The integration of rapidly advancing AI technologies into financial institutions poses both opportunities and challenges amid unclear regulatory frameworks, according to an article by […]

Best Practices for Anonymous Reporting in the Workplace

Best Practices for Anonymous Reporting in the Workplace

Anonymous reporting is fundamental for fostering a culture of ethics and compliance in the workplace. Despite efforts to promote named reporting, anonymous reporting remains […]

Redefining Risk Management: Survey Highlights Future Demands and Opportunities

Redefining Risk Management: Survey Highlights Future Demands and Opportunities

Risk management is more than simply mitigating threats. These functions are now pivotal in identifying opportunities and shaping strategic directions. An article by Risk […]

ultrasound photo after pregnancy loss

Employers Must Act Quickly to Comply With California’s New Reproductive Loss Leave

California’s Senate Bill SB 848 was signed into law on October 10, 2023, and has been effective as of January 1, 2024. California employers […]

Financial Crime Monitoring: Seven Essential Strategies for Compliance Success

Financial Crime Monitoring: Seven Essential Strategies for Compliance Success

Financial crime monitoring regulations are evolving rapidly worldwide, necessitating a proactive response from companies to mitigate risks effectively. Here are seven strategies suggested in […]

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The Hidden Pitfalls of Remote Work for Risk and Compliance Officers

The COVID-19 pandemic reshaped the work landscape, ushering in a lasting era of remote and hybrid work. While this flexibility brought benefits like improved […]

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

Enhancing Compliance: Investigating Misconduct and Root Cause Analysis

A truly effective compliance program must possess a well-functioning and adequately funded mechanism for timely and thorough investigations into any alleged or suspected misconduct […]

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Enacts Comprehensive Consumer Data Privacy Law

New Jersey Governor Phil Murphy signed Senate Bill 322 into law on January 16, 2024. This made the state the fourteenth in the US […]

cyber risk ratings

Prioritizing Cyber Risk Ratings in the Wake of SEC Regulations and Evolving Threats

With increased Securities and Exchange Commission (SEC) regulations, more cyber threats, and evolving technological exposures, all organizations must prioritize understanding their cybersecurity vulnerabilities. Constant […]

Industry leaders share practical strategies and quick wins for increased effectiveness and maturity.

Small Businesses Strategies to Enhance Governance, Risk, and Compliance Programs

Leaders in Governance, Risk, and Compliance (GRC) suggest that smaller organizations, despite resource constraints, have opportunities to efficiently enhance their maturity and effectiveness in […]